1. This Act may be cited as the Securities and Futures Act. [SIA, s. 4; Companies, s. 7 (4A); HK Securities Ordinance, s. 5]. [Act 4 of 2017 wef 08/10/ 2018] The Securities and Futures Ordinance (SFO), enacted in 2002, was the product of a http://www.sfc.hk/web/doc/EN/legislation/securities/others/fsb-legco-be.pdf 24 Jul 2017 Keywords: securities and futures ordinance, SFO, CITIC, SFC, securities and futures PDF icon Download This Paper. Open PDF in Browser 30 Nov 2018 (Made by the Securities and Futures Commission under sections 101N and 101P of the Securities and Futures Ordinance (Cap. 571) with the. 5 Dec 2016 established to adjudicate civil contraventions of the Securities and Futures. Ordinance Cap. 571 (SFO), recently cleared two persons of insider To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. securities and futures ordinance Consolidating and modernising The Securities and Futures Ordinance (“SFO”), which came into force on 1 April, 2003, consolidates into one piece of legislation the ten ordinances that previously regulated the securities and futures industry in Hong Kong. More importantly, the SFO has modernised much
5 Dec 2016 established to adjudicate civil contraventions of the Securities and Futures. Ordinance Cap. 571 (SFO), recently cleared two persons of insider To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. securities and futures ordinance Consolidating and modernising The Securities and Futures Ordinance (“SFO”), which came into force on 1 April, 2003, consolidates into one piece of legislation the ten ordinances that previously regulated the securities and futures industry in Hong Kong. More importantly, the SFO has modernised much
Codes and guidelines. The SFC issues codes and guidelines to help industry participants comply with the laws. Under the Securities and Futures Ordinance (SFO) (section 169), the SFC has specific power to publish codes of conduct for the purpose of giving guidance relating to the practices and standards with which intermediaries and their representatives are expected to comply.
section 308 of the Ordinance; equivalent shares (F JñPI ¥) means shares of an identical description, nominal value (if any) and amount to the particular shares lent by, or transferred or delivered to, an Last updated date 13.12.2018 Securities and Futures (Disclosure of Interests Securities Borrowing and Lending) Rules 2 Section 1 Cap. 571X Stabilisation under the Securities and Futures (Price Stabilising) Rules. I. THE SECURITIES AND FUTURES ORDINANCE PART XV – DISCLOSURE OF INTERESTS (Overhead 2) INTRODUCTION (Overhead 3) The Securities and Futures Ordinance ('SFO') which came into force on 1 April 2003 has broadened Securities and Futures (Amendment) Ordinance 2012 A865 Ord. No. 9 of 2012 Securities and Futures (Amendment) Ordinance 2012 Contents Section Page Part 1 Preliminary 1. Short title and commencement ..A881 Part 2 Disclosure of Inside Information Division 1 Amendments to Securities and Futures Ordinance Subdivision 1 INSIDER DEALING UNDER THE SECURITIES AND FUTURES ORDINANCE INTRODUCTION The Securities and Futures Ordinance (“SFO”) which came into effect on 1 April 2003 establishes dual civil and criminal regimes (under Parts XIII and XIV respectively) in respect of all types of market misconduct. “'Market misconduct” as regulated under Parts XIII and
section 308 of the Ordinance; equivalent shares (F JñPI ¥) means shares of an identical description, nominal value (if any) and amount to the particular shares lent by, or transferred or delivered to, an Last updated date 13.12.2018 Securities and Futures (Disclosure of Interests Securities Borrowing and Lending) Rules 2 Section 1 Cap. 571X Securities and Futures Ordinance (‘the Ordinance’). The Notice and the accompanying synopsis are attached to this report as Annex ures A and B. CITIC and Its Sino Iron Project . 3. The SFC Notice concerned a company listed on the Stock Exchange of Hong Kong in 1986: stock number 267. To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO), its subsidiary legislation and related ordinances, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government. Disclaimer: How content is arranged in HKeL is solely the remit of DoJ.